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DIRECTORS AS GUARDIANS OF COMPLIANCE, RISK AND ETHICS WITHIN FINANCIAL INSTITUTIONS

Sponsored by Weinberg Center for Corporate Governance Rand Center for Corporate Ethics and Governance Professional Risk Managers’ International Association

AABD’s Chairman participated in the program.

Panelists:

Keith Darcy, Executive Director
Ethics and Compliance Officer Association

Thomas Day, Managing Director, Sungard Inc.,
Chair, DC Chapter Professional Risk Management Association

Pat Gnazzo, Principal, Better Business Practices LLC

Michael Greeenberg, Director,
Rand Center for Corporate Governance and Ethics

The Honorable Randy Holland, Justice, Delaware Supreme Court David Koenig, CEO, The Governance Fund
Donald Langevoort, Professor of Law, Georgetown University Joseph Murphy, CCEP,Director, Public Policy,

Society of Corporate Compliance and Ethics

Charles Thayer, Chairman, Chartwell Capital Ltd. Chairman, American Association of Bank Directors

Mindy West, Chief, Policy and Program Development, Division of Risk Management Supervision, FDIC

Larry Zicklin, Director, Neuberger Berman LLC

Moderator:
Charles M. Elson
Edgar S. Woolard, Jr., Chair in Corporate Governance Director, Weinberg Center for Corporate Governance

University of Delaware